BARCLAYS PLC UK Regulatory Announcement: Form 8.5 (EPT/NON-RI) – ONESAVINGS BANK PLC – AMENDMENT

LONDON–(BUSINESS WIRE)–

FORM 8.5 (EPT/NON-RI) – Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ONESAVINGS BANK PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ONESAVINGS BANK PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 12 April 2019
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? CHARTER COURT FINANCIAL SERVICES GR

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more
than one class of relevant securities of the offeror or offeree named in
1(b), copy table 2(a) or (b) (as appropriate) for each additional class
of relevant security.

(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing
(if any)

Class of relevant security:       1p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled:

673,837

0.27%

728,917 0.30%
           
(2) Cash-settled derivatives:
287,988 0.12% 564,230 0.23%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00% 0 0.00%
           
 
TOTAL:

961,825

0.39% 1,293,147 0.53%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including
traded options), or agreements to purchase or sell relevant securities,
should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and
other employee options)

Class of relevant security in relation to which subscription right
exists:
 
Details, including nature of the rights concerned and relevant
percentages:
 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(b), copy table 3(a),
(b), (c) or (d) (as appropriate) for each additional class of relevant
security dealt in.

The currency of all prices and other monetary amounts should be
stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
1p ordinary Purchase 596,043 4.3980 GBP 4.1716 GBP
1p ordinary Sale 592,540 4.3980 GBP 4.284 GBP
1p ordinary Sale 2,100 4.3204 GBP 4.3204 GBP
1p ordinary Sale 286,743 4.3428 GBP 4.3428 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
1p ordinary SWAP Long 749 4.2840 GBP
1p ordinary CFD Long 1,301 4.3980 GBP
1p ordinary SWAP Long 7,551 4.3407 GBP
1p ordinary SWAP Long 11,730 4.3483 GBP
1p ordinary CFD Long 17,744 4.3690 GBP
1p ordinary SWAP Long 21,864 4.3916 GBP
1p ordinary SWAP Long 54,841 4.3560 GBP
1p ordinary SWAP Long 182,421 4.3139 GBP
1p ordinary SWAP Short 200 4.3000 GBP
1p ordinary SWAP Short 327 4.3700 GBP
1p ordinary SWAP Short 600 4.3220 GBP
1p ordinary CFD Short 1,301 4.3289 GBP
1p ordinary SWAP Short 12,185 4.3365 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:

Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to:

(i) the voting rights of any relevant securities under any option;
or

(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or
understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 16 Apr 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contacts

BARCLAYS PLC