BARCLAYS PLC UK Regulatory Announcement: Form 8.3 – Allergan Plc – Amendment

LONDON–(BUSINESS WIRE)– 

Ap19

FORM 8.3 – Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,702,024

0.82%

1,487,774

0.45%

 

(2)

Derivatives (other than options):

1,334,200

0.41%

1,916,768

0.58%

 

(3)

Options and agreements to
purchase/sell:

529,400

0.16%

473,100

0.14%

 
TOTAL:

4,565,624

1.39%

3,877,642

1.18%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

158.3400 USD

Purchase

36

157.0300 USD

Purchase

53

158.0188 USD

Purchase

83

158.3300 USD

Purchase

95

157.5500 USD

Purchase

99

158.0500 USD

Purchase

100

158.3600 USD

Purchase

100

158.4600 USD

Purchase

100

158.0200 USD

Purchase

100

158.1000 USD

Purchase

100

157.9200 USD

Purchase

159

158.2007 USD

Purchase

200

158.1900 USD

Purchase

200

155.0000 USD

Purchase

200

158.2100 USD

Purchase

200

158.2250 USD

Purchase

223

158.3248 USD

Purchase

300

158.0466 USD

Purchase

300

158.2300 USD

Purchase

500

158.1890 USD

Purchase

684

158.1251 USD

Purchase

744

157.1865 USD

Purchase

818

158.2925 USD

Purchase

900

158.2305 USD

Purchase

918

157.0987 USD

Purchase

940

157.9138 USD

Purchase

1,400

158.2689 USD

Purchase

2,233

157.8416 USD

Purchase

5,000

158.5300 USD

Purchase

6,814

158.2500 USD

Purchase

6,961

158.0349 USD

Purchase

7,412

157.8228 USD

Purchase

7,683

158.2381 USD

Purchase

7,913

158.0827 USD

Purchase

10,465

158.0553 USD

Purchase

14,000

157.9336 USD

Purchase

15,600

158.2333 USD

Purchase

18,700

157.5000 USD

Purchase

19,057

158.1119 USD

Purchase

22,051

158.1168 USD

Purchase

28,365

158.1060 USD

Purchase

29,400

157.7000 USD

Purchase

29,700

157.6401 USD

Purchase

95,088

157.6509 USD

Sale

4

157.9800 USD

Sale

14

158.3500 USD

Sale

53

157.9211 USD

Sale

95

157.5500 USD

Sale

100

157.6200 USD

Sale

100

157.6400 USD

Sale

100

157.9000 USD

Sale

100

156.9500 USD

Sale

100

157.1000 USD

Sale

100

157.5400 USD

Sale

100

158.4600 USD

Sale

100

158.3300 USD

Sale

100

156.9100 USD

Sale

100

158.1000 USD

Sale

100

158.2800 USD

Sale

100

158.3100 USD

Sale

101

158.3400 USD

Sale

129

157.9332 USD

Sale

159

158.2007 USD

Sale

200

157.0750 USD

Sale

200

157.6300 USD

Sale

200

158.0800 USD

Sale

200

158.1700 USD

Sale

263

158.2376 USD

Sale

300

157.5783 USD

Sale

300

157.9916 USD

Sale

387

158.2675 USD

Sale

400

157.1550 USD

Sale

400

157.9150 USD

Sale

400

158.2850 USD

Sale

400

158.1475 USD

Sale

500

157.6680 USD

Sale

762

158.1523 USD

Sale

800

158.1987 USD

Sale

809

158.2549 USD

Sale

900

158.0616 USD

Sale

1,067

157.9867 USD

Sale

1,216

157.5917 USD

Sale

1,300

158.2374 USD

Sale

1,300

158.1785 USD

Sale

1,486

158.1172 USD

Sale

1,500

162.5000 USD

Sale

1,578

158.1465 USD

Sale

1,800

158.0333 USD

Sale

2,137

157.6084 USD

Sale

2,390

157.6678 USD

Sale

2,700

158.1616 USD

Sale

2,749

157.6752 USD

Sale

2,777

157.6507 USD

Sale

3,212

158.2223 USD

Sale

4,100

158.1858 USD

Sale

4,400

157.6456 USD

Sale

5,200

158.5141 USD

Sale

6,800

158.3932 USD

Sale

7,854

158.2433 USD

Sale

8,014

158.2500 USD

Sale

8,351

157.9198 USD

Sale

8,500

157.5962 USD

Sale

9,200

158.1067 USD

Sale

9,297

157.6735 USD

Sale

12,000

157.9156 USD

Sale

14,082

157.6880 USD

Sale

14,222

157.0300 USD

Sale

16,840

157.6601 USD

Sale

21,200

160.0000 USD

Sale

28,427

158.1353 USD

Sale

29,700

157.6401 USD

Sale

29,777

158.1127 USD

Sale

30,055

157.9644 USD

Sale

58,800

157.7000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

21,700

158 USD

American

16 Aug 2019

0.7951 USD

Call Option

Purchasing

3,700

160 USD

American

20 Sep 2019

2.2437 USD

Call Option

Purchasing

1,900

165 USD

American

15 Nov 2019

3.2000 USD

Call Option

Purchasing

3,100

170 USD

American

30 Aug 2019

0.0100 USD

Call Option

Purchasing

100

170 USD

American

27 Sep 2019

0.2500 USD

Call Option

Selling

3,700

155 USD

American

20 Sep 2019

5.5170 USD

Call Option

Selling

22,600

160 USD

American

16 Aug 2019

0.0330 USD

Put Option

Purchasing

1,000

70 USD

American

15 Jan 2021

0.5700 USD

Put Option

Selling

100

110 USD

American

17 Jan 2020

0.9000 USD

Put Option

Selling

100

120 USD

American

17 Jan 2020

1.5500 USD

Put Option

Selling

2,500

125 USD

American

15 Nov 2019

0.8000 USD

Put Option

Selling

4,100

145 USD

American

17 Jan 2020

4.4900 USD

Put Option

Selling

1,500

145 USD

American

19 Jun 2020

8.2500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

21 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Purchased

-1,100

160.0000  

American

Aug 23, 2019

Put Options

  Purchased

-900

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-800

160.0000  

American

Feb 21, 2020

Put Options

  Purchased

-500

140.0000  

American

Nov 15, 2019

Put Options

  Purchased

-500

170.0000  

American

Dec 20, 2019

Put Options

  Purchased

-500

155.0000  

American

Feb 21, 2020

Call Options

  Written

-400

155.0000  

American

Nov 15, 2019

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

170.0000  

American

Sep 27, 2019

Call Options

  Purchased

100

130.0000  

American

Nov 15, 2019

Put Options

  Written

200

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

185.0000  

American

Jan 15, 2021

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,200

100.0000  

American

Jan 15, 2021

Put Options

  Written

1,600

155.0000  

American

Dec 20, 2019

Call Options

  Purchased

1,800

175.0000  

American

Dec 20, 2019

Put Options

  Purchased

-3,700

155.0000  

American

Nov 15, 2019

Put Options

  Purchased

-3,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,000

165.0000  

American

Dec 20, 2019

Put Options

  Purchased

-3,000

115.0000  

American

Feb 21, 2020

Call Options

  Written

-2,500

185.0000  

American

Dec 20, 2019

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Call Options

  Written

-10,000

210.0000  

American

Jan 15, 1919

Call Options

  Purchased

4,300

250.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,200

165.0000  

American

Nov 15, 2019

Call Options

  Purchased

18,100

165.0000  

American

Sep 20, 2019

Call Options

  Purchased

18,700

158.0000  

American

Aug 16, 2019

Call Options

  Written

-5,600

185.0000  

American

Aug 16, 2019

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

175.0000  

American

Nov 15, 2019

Put Options

  Purchased

-600

135.0000  

American

Nov 15, 2019

Put Options

  Purchased

-500

150.0000  

American

Aug 23, 2019

Put Options

  Purchased

-300

170.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

95.0000  

American

Nov 15, 2019

Put Options

  Purchased

-200

110.0000  

American

Dec 20, 2019

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Call Options

  Written

-100

150.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

180.0000  

American

Aug 16, 2019

Call Options

  Written

-1,700

200.0000  

American

Jan 15, 2021

Put Options

  Written

100

150.0000  

American

Nov 15, 2019

Call Options

  Purchased

200

155.0000  

American

Aug 16, 2019

Put Options

  Written

700

100.0000  

American

Aug 16, 2019

Call Options

  Purchased

800

155.0000  

American

Jan 15, 2021

Put Options

  Written

800

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

900

163.0000  

American

Aug 16, 2019

Call Options

  Purchased

1,000

145.0000  

American

Nov 15, 2019

Call Options

  Purchased

1,000

190.0000  

American

Dec 20, 2019

Put Options

  Purchased

-4,200

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,900

90.0000  

American

Dec 20, 2019

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,100

170.0000  

American

Dec 20, 2019

Call Options

  Purchased

2,700

175.0000  

American

Aug 23, 2019

Call Options

  Purchased

3,000

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,400

140.0000  

American

Jan 17, 2020

Put Options

  Written

10,000

140.0000  

American

Jan 15, 1919

Put Options

  Purchased

-5,300

110.0000  

American

Jan 17, 2020

Call Options

  Written

-1,300

170.0000  

American

Aug 16, 2019

Put Options

  Purchased

-700

170.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

120.0000  

American

Nov 15, 2019

Call Options

  Written

-200

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-100

210.0000  

American

Nov 15, 2019

Call Options

  Written

-100

140.0000  

American

Feb 21, 2020

Put Options

  Written

149,800

140.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

163.0000  

American

Aug 30, 2019

Put Options

  Written

100

140.0000  

American

Aug 16, 2019

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Put Options

  Written

300

100.0000  

American

Dec 20, 2019

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

155.0000  

American

Dec 20, 2019

Put Options

  Written

1,000

85.0000  

American

Aug 16, 2019

Put Options

  Written

1,000

85.0000  

American

Dec 20, 2019

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,500

160.0000  

American

Nov 15, 2019

Put Options

  Written

2,800

90.0000  

American

Nov 15, 2019

Call Options

  Purchased

3,000

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

180.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,400

185.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,700

140.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,900

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

5,500

170.0000  

American

Nov 15, 2019

Call Options

  Purchased

6,100

160.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,000

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

110.0000  

American

Aug 16, 2019

Put Options

  Purchased

-1,000

170.0000  

American

Jun 19, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

165.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Written

-25,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-21,200

160.0000  

American

Aug 16, 2019

Call Options

  Written

-4,100

160.0000  

American

Aug 16, 2019

Call Options

  Written

-3,700

155.0000  

American

Sep 20, 2019

Put Options

  Purchased

-2,900

160.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,000

175.0000  

American

Aug 16, 2019

Call Options

  Purchased

2,000

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

7,900

160.0000  

American

Sep 20, 2019

Call Options

  Purchased

10,500

165.0000  

American

Aug 16, 2019

Put Options

  Written

23,800

140.0000  

American

Jun 19, 2020

Put Options

  Purchased

-8,600

130.0000  

American

Nov 15, 2019

Put Options

  Purchased

-7,500

115.0000  

American

Aug 16, 2019

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Put Options

  Purchased

-5,700

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-5,400

150.0000  

American

Jan 17, 2020

Call Options

  Written

-1,200

195.0000  

American

Dec 20, 2019

Put Options

  Purchased

-1,100

160.0000  

American

Dec 20, 2019

Put Options

  Purchased

-1,000

165.0000  

American

Sep 20, 2019

Call Options

  Written

-700

168.0000  

American

Aug 16, 2019

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

100.0000  

American

Nov 15, 2019

Put Options

  Purchased

-300

145.0000  

American

Nov 15, 2019

Put Options

  Purchased

-200

170.0000  

American

Nov 15, 2019

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Put Options

  Written

100

95.0000  

American

Aug 16, 2019

Put Options

  Written

100

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

185.0000  

American

Jun 19, 2020

Call Options

  Purchased

700

160.0000  

American

Aug 23, 2019

Call Options

  Purchased

900

115.0000  

American

Jan 17, 2020

Put Options

  Written

1,600

145.0000  

American

Jun 19, 2020

Put Options

  Purchased

-39,200

150.0000  

American

Nov 15, 2019

Call Options

  Written

-4,300

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,900

150.0000  

American

Aug 16, 2019

Call Options

  Purchased

2,600

120.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,100

170.0000  

American

Aug 30, 2019

Put Options

  Written

3,100

115.0000  

American

Dec 20, 2019

Put Options

  Written

3,400

130.0000  

American

Aug 16, 2019

Call Options

  Purchased

4,600

190.0000  

American

Jan 17, 2020

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Put Options

  Written

6,800

80.0000  

American

Aug 16, 2019

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Put Options

  Written

10,000

140.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,400

155.0000  

American

Aug 16, 2019

Put Options

  Purchased

-800

175.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

115.0000  

American

Nov 15, 2019

Put Options

  Purchased

-600

120.0000  

American

Jan 15, 2021

Call Options

  Written

-500

135.0000  

American

Dec 20, 2019

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Call Options

  Written

-100

105.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

168.0000  

American

Aug 23, 2019

Call Options

  Purchased

100

145.0000  

American

Dec 20, 2019

Call Options

  Purchased

300

135.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,300

160.0000  

American

Sep 20, 2019

Call Options

  Written

-12,800

210.0000  

American

Jan 17, 2020

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-18,000

185.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,900

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

8,700

125.0000  

American

Aug 16, 2019

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Call Options

  Written

-6,100

200.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

110.0000  

American

Nov 15, 2019

Put Options

  Purchased

-500

145.0000  

American

Aug 16, 2019

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-100

200.0000  

American

Aug 16, 2019

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

163.0000  

American

Aug 16, 2019

Call Options

  Purchased

100

150.0000  

American

Jan 15, 2021

Put Options

  Written

100

90.0000  

American

Aug 16, 2019

Call Options

  Purchased

300

160.0000  

American

Dec 20, 2019

Put Options

  Written

500

80.0000  

American

Nov 15, 2019

Call Options

  Purchased

800

180.0000  

American

Dec 20, 2019

Put Options

  Written

900

135.0000  

American

Jan 17, 2020

Put Options

  Written

1,000

90.0000  

American

Jan 17, 2020

Put Options

  Written

1,300

105.0000  

American

Nov 15, 2019

Call Options

  Purchased

1,900

175.0000  

American

Feb 21, 2020

Put Options

  Purchased

-103,100

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,600

80.0000  

American

Dec 20, 2019

Put Options

  Written

2,200

75.0000  

American

Aug 16, 2019

Call Options

  Purchased

3,600

135.0000  

American

Nov 15, 2019

Put Options

  Purchased

-19,800

95.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,500

170.0000  

American

Aug 23, 2019

Put Options

  Written

6,700

145.0000  

American

Jan 17, 2020

Call Options

  Purchased

12,100

180.0000  

American

Nov 15, 2019

Put Options

  Written

20,000

170.0000  

American

Jan 15, 1919

Call Options

  Written

-9,100

170.0000  

American

Sep 20, 2019

Put Options

  Purchased

-4,900

120.0000  

American

Aug 16, 2019

Call Options

  Written

-4,500

150.0000  

American

Nov 15, 2019

Put Options

  Purchased

-600

135.0000  

American

Aug 16, 2019

Call Options

  Written

-600

110.0000  

American

Jan 17, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

155.0000  

American

Aug 23, 2019

Put Options

  Purchased

-300

140.0000  

American

Jan 17, 2020

Call Options

  Written

-100

195.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

160.0000  

American

Nov 15, 2019

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

195.0000  

American

Aug 16, 2019

Put Options

  Written

200

145.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

175.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,100

180.0000  

American

Feb 21, 2020

Put Options

  Written

1,200

95.0000  

American

Dec 20, 2019

Put Options

  Written

1,600

155.0000  

American

Sep 20, 2019

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,400

105.0000  

American

Aug 16, 2019

Call Options

  Written

-2,000

130.0000  

American

Jan 17, 2020

Put Options

  Written

2,900

125.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,100

150.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,500

145.0000  

American

Jan 17, 2020

Put Options

  Written

6,500

150.0000  

American

Feb 21, 2020

Put Options

  Written

8,200

150.0000  

American

Sep 20, 2019

Put Options

  Written

20,000

170.0000  

American

Jan 17, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Contacts

BARCLAYS PLC